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PEAK AMERICAN INVESTMENT ADVISORS, INC.

PLANO, TX · CRD 145056 · IAPD ↗ · 972-212-9292

$162.1MRegulatory AUM
10Advisory reps
10Employees
0Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
October 2026 — PEAK AMERICAN INVESTMENT ADVISORS, INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
60
February 2026 — PEAK AMERICAN INVESTMENT ADVISORS, INC. reported RAUM up 26% ($100.4M -> $126.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
August 2025 — PEAK AMERICAN INVESTMENT ADVISORS, INC. (PLANO, TX) is newly SEC-registered with $100.4M RAUM and 11 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.