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EAST CAPITAL

STOCKHOLM, Sweden · CRD 335426 · IAPD ↗ · eastcapital.com · +46 8 505 97 777

$4.28BRegulatory AUM
17Advisory reps
30Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

25
April 2026 — EAST CAPITAL shrank from 22 to 17 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
36
April 2026 — EAST CAPITAL reported RAUM up 35% ($3.17B -> $4.28B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
August 2025 — EAST CAPITAL (STOCKHOLM, Sweden) is newly SEC-registered with $3.17B RAUM and 22 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.