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NORTHSANDS CAPITAL

NEW YORK, NY · CRD 331698 · IAPD ↗ · 212-470-4682

$202.8MRegulatory AUM
5Advisory reps
6Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

52
April 2026 — NORTHSANDS CAPITAL grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
80
August 2025 — NORTHSANDS CAPITAL (location n/a) is newly SEC-registered with $203.8M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.