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GAP ASSET MANAGEMENT, LLC

SOUTH BEND, IN · CRD 309925 · IAPD ↗ · graham-allen.com · 574-485-2146

$287.0MRegulatory AUM
13Advisory reps
14Employees
0Clients
n/aPlanning clients
2Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — GAP ASSET MANAGEMENT, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
April 2026 — GAP ASSET MANAGEMENT, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
83
August 2025 — GAP ASSET MANAGEMENT, LLC (SOUTH BEND, IN) is newly SEC-registered with $269.6M RAUM and 11 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.