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WESTVIEW INVESTMENT ADVISORS

BURLINGTON, VT · CRD 305655 · IAPD ↗ · westviewinvest.com · 802-489-5342

$228.6MRegulatory AUM
4Advisory reps
5Employees
4Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
March 2026 — WESTVIEW INVESTMENT ADVISORS now reports custody of client assets ($12.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
August 2025 — WESTVIEW INVESTMENT ADVISORS notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
March 2025 — WESTVIEW INVESTMENT ADVISORS shrank from 5 to 3 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
March 2025 — WESTVIEW INVESTMENT ADVISORS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
67
February 2024 — WESTVIEW INVESTMENT ADVISORS grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.