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BERLIN WEALTH GROUP ADVISORS

COLONIA GRANADA, MEXICO CITY, Mexico · CRD 330370 · IAPD ↗ · berlin-wealthadvisors.com · +1 310 696 3704

$7.1MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

42
August 2025 — BERLIN WEALTH GROUP ADVISORS notice-filed in DC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
July 2025 — BERLIN WEALTH GROUP ADVISORS added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
58
July 2025 — BERLIN WEALTH GROUP ADVISORS reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
May 2024 — BERLIN WEALTH GROUP ADVISORS (location n/a) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.