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N FINANCIAL PLANS

HUNTINGTON, NY · CRD 337288 · IAPD ↗ · nfinancialplans.com · 631-629-1794

$65.2MRegulatory AUM
1Advisory reps
1Employees
20Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
February 2026 — N FINANCIAL PLANS reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
95
August 2025 — N FINANCIAL PLANS (HUNTINGTON, NY) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.