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BROADWING CAPITAL MANAGEMENT LLC

DALLAS, TX · CRD 328881 · IAPD ↗ · 972-503-9776

$513.1MRegulatory AUM
10Advisory reps
11Employees
0Clients
n/aPlanning clients
6Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

55
April 2026 — BROADWING CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($422.2M -> $513.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
83
August 2025 — BROADWING CAPITAL MANAGEMENT LLC (DALLAS, TX) is newly SEC-registered with $422.2M RAUM and 9 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.