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HEARTWOOD FUNDS

NEW YORK, NY · CRD 136940 · IAPD ↗ · heartwoodfunds.com · 212-918-4706

$317.6MRegulatory AUM
1Advisory reps
2Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
October 2026 — HEARTWOOD FUNDS (NEW YORK, NY) left the SEC roster (was $317.6M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
13
August 2025 — HEARTWOOD FUNDS changed its website from centreasset.com to heartwoodfunds.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
33
August 2025 — HEARTWOOD FUNDS reported RAUM down 44% ($521.8M -> $292.2M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
43
August 2025 — CENTRE ASSET MANAGEMENT is now doing business as HEARTWOOD FUNDS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
55
February 2024 — CENTRE ASSET MANAGEMENT crossed $500M in regulatory AUM ($481.6M -> $503.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.