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BAKERAVENUE

SAN FRANCISCO, CA · CRD 132657 · IAPD ↗ · bakerave.com · 415-986-1110

$5.09BRegulatory AUM
29Advisory reps
57Employees
1Clients
More than 500Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
October 2026 — BAKERAVENUE added office(s): 6 -> 13 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
72
October 2026 — BAKERAVENUE reports More than 500 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
47
September 2026 — BAKERAVENUE notice-filed in MN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
66
April 2026 — BAKERAVENUE reported RAUM up 35% ($3.77B -> $5.09B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
51
August 2025 — BAKERAVENUE notice-filed in NM, OH, TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
69
April 2025 — BAKERAVENUE reported RAUM up 45% ($2.59B -> $3.77B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — BAKERAVENUE reported RAUM up 36% ($1.90B -> $2.59B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.