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HAMMOND, KENNEDY, WHITNEY & COMPANY, INC.

· CRD 161288 · IAPD ↗ · 317-590-7401

$631.2MRegulatory AUM
6Advisory reps
8Employees
0Clients
n/aPlanning clients
5Private funds
3States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
August 2025 — HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
38
August 2025 — HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. added office(s): 1 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
38
April 2024 — HAMMOND, KENNEDY, WHITNEY & COMPANY, INC. shrank from 18 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.