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FIVE SEASONS FINANCIAL PLANNING LLC

SALT LAKE CITY, UT · CRD 130766 · IAPD ↗ · fiveseasonsfinancialplanning.com · 801-272-0902

$109.3MRegulatory AUM
1Advisory reps
1Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2026 — FIVE SEASONS FINANCIAL PLANNING LLC (SALT LAKE CITY, UT) left the SEC roster (was $109.3M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
95
August 2025 — FIVE SEASONS FINANCIAL PLANNING LLC (SALT LAKE CITY, UT) is newly SEC-registered with $109.3M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.