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DWV ADVISORS, LLC

ESSEX JUNCTION, VT · CRD 154148 · IAPD ↗ · dwvadvisors.com · 802-879-3766

$156.6MRegulatory AUM
1Advisory reps
1Employees
0Clients
11-25Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

55
August 2025 — BASCOMB MADISON & JAMES CAPITAL MANAGEMENT is now doing business as DWV ADVISORS, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
62
March 2025 — BASCOMB MADISON & JAMES CAPITAL MANAGEMENT reported RAUM up 40% ($106.0M -> $148.4M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
April 2024 — BASCOMB MADISON & JAMES CAPITAL MANAGEMENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.