← Tributary

CANOPY CAPITAL GROUP

WOBURN, MA · CRD 326730 · IAPD ↗ · canopycapital.com · 781-222-3972

$1.32BRegulatory AUM
5Advisory reps
11Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

40
April 2026 — CANOPY CAPITAL GROUP moved its main office from WINCHESTER, MA to WOBURN, MA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
62
April 2026 — CANOPY CAPITAL GROUP grew from 3 to 5 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
75
April 2026 — CANOPY CAPITAL GROUP crossed $1B in regulatory AUM ($482.9M -> $1.32B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
88
August 2025 — CANOPY CAPITAL GROUP (WINCHESTER, MA) is newly SEC-registered with $482.9M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.