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ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC

RIDGEFIELD, CT · CRD 336486 · IAPD ↗ · achieveretirementandwealth.com · (203) 642-6781

$64.4MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
March 2026 — ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC (RIDGEFIELD, CT) left the SEC roster — its 120-day provisional registration did not convert (was $64.4M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
December 2025 — ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
August 2025 — ACHIEVE RETIREMENT & WEALTH MANAGEMENT, LLC (RIDGEFIELD, CT) is newly SEC-registered with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.