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NOMURA CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 324417 · IAPD ↗ · nomuracapitalmanagement.com · 212-667-9996

$651.3MRegulatory AUM
11Advisory reps
167Employees
0Clients
n/aPlanning clients
1Private funds
22States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
July 2026 — NOMURA CAPITAL MANAGEMENT LLC added office(s): 0 -> 5 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
55
July 2026 — NOMURA CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($384.1M -> $651.3M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
July 2025 — NOMURA CAPITAL MANAGEMENT LLC now reports custody of client assets ($82.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
58
July 2024 — NOMURA CAPITAL MANAGEMENT LLC reported RAUM up 318% ($100.6M -> $420.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
58
July 2024 — NOMURA CAPITAL MANAGEMENT LLC now reports 1 private fund(s) ($199.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
59
July 2024 — NOMURA CAPITAL MANAGEMENT LLC grew from 5 to 11 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
15
April 2024 — NOMURA CAPITAL MANAGEMENT LLC changed its website from nomuraprivatecapital.com to nomuracapitalmanagement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
April 2024 — NOMURA PRIVATE CAPITAL LLC is now doing business as NOMURA CAPITAL MANAGEMENT LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.