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GASSMAN FINANCIAL GROUP

JERICHO, NY · CRD 137440 · IAPD ↗ · 631-482-7460

$50.1MRegulatory AUM
1Advisory reps
1Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
February 2025 — GASSMAN FINANCIAL GROUP (JERICHO, NY) left the SEC roster (was $50.1M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
July 2024 — GASSMAN FINANCIAL GROUP notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
April 2024 — GASSMAN FINANCIAL GROUP moved its main office from NEW YORK, NY to JERICHO, NY.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.