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CAPITAL FINANCIAL CONSULTANTS GROUP, INC.

SAN JUAN CAPISTRANO, CA · CRD 133657 · IAPD ↗ · capitalfin.com · 949-248-8800

$42.0MRegulatory AUM
2Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. (SAN JUAN CAPISTRANO, CA) left the SEC roster (was $42.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
April 2025 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. reported RAUM down 82% ($230.8M -> $42.0M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
April 2025 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. shrank from 6 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
April 2024 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. moved its main office from POWAY, CA to SAN JUAN CAPISTRANO, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2024 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. shrank from 8 to 6 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
58
April 2024 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — CAPITAL FINANCIAL CONSULTANTS GROUP, INC. reported RAUM up 30% ($177.6M -> $230.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.