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IMPERIAL FUND ASSET MANAGEMENT LLC

FORT LAUDERDALE, FL · CRD 317525 · IAPD ↗ · (855) 226-5200

$6.84BRegulatory AUM
2Advisory reps
12Employees
0Clients
0Planning clients
4Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
October 2026 — IMPERIAL FUND ASSET MANAGEMENT LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
55
February 2026 — IMPERIAL FUND ASSET MANAGEMENT LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
60
April 2025 — IMPERIAL CAPITAL PARTNERS is now doing business as IMPERIAL FUND ASSET MANAGEMENT LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
50
November 2024 — IMPERIAL CAPITAL PARTNERS moved its main office from HOLLYWOOD, FL to FORT LAUDERDALE, FL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
66
November 2024 — IMPERIAL CAPITAL PARTNERS reported RAUM up 31% ($5.35B -> $6.98B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — IMPERIAL FUND CAPITAL PARTNERS, LLC is now doing business as IMPERIAL CAPITAL PARTNERS.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
67
April 2024 — IMPERIAL CAPITAL PARTNERS reported RAUM up 38% ($3.87B -> $5.35B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.