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VIENNA ASSET MANAGEMENT LLC

SARATOGA, CA · CRD 299725 · IAPD ↗ · vamladvisors.com · 408-882-1770

$256.5MRegulatory AUM
1Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2024 — VIENNA ASSET MANAGEMENT LLC moved its main office from CUPERTINO, CA to SARATOGA, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
50
April 2024 — VIENNA ASSET MANAGEMENT LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
64
April 2024 — VIENNA ASSET MANAGEMENT LLC reported RAUM up 48% ($137.6M -> $204.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.