← Tributary

STRATOS INVESTMENT MANAGEMENT, LLC

BEACHWOOD, OH · CRD 283850 · IAPD ↗ · stratosinvestmentmanagement.com · 4402104900

$3.31BRegulatory AUM
4Advisory reps
89Employees
370Clients
0Planning clients
0Private funds
51States
0Disclosures
institutionalSegment
ApprovedSEC status

Filing changes

57
April 2026 — STRATOS INVESTMENT MANAGEMENT, LLC reported RAUM up 36% ($2.44B -> $3.31B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
April 2025 — STRATOS INVESTMENT MANAGEMENT, LLC reported RAUM up 60% ($1.52B -> $2.44B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
20
April 2024 — STRATOS INVESTMENT MANAGEMENT, LLC changed its website from fundamentuminvesting.com to stratosinvestmentmanagement.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
56
April 2024 — STRATOS INVESTMENT MANAGEMENT, LLC reported RAUM up 34% ($1.14B -> $1.52B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
March 2024 — STRATOS INVESTMENT MANAGEMENT, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
February 2024 — FUNDAMENTUM, LLC is now doing business as STRATOS INVESTMENT MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.