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CFO CAPITAL MANAGEMENT, LLC

FAIRFIELD, CT · CRD 110950 · IAPD ↗ · cruicefinancial.com · 203-221-0202

$243.9MRegulatory AUM
4Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
June 2026 — CFO CAPITAL MANAGEMENT, LLC (FAIRFIELD, CT) left the SEC roster (was $243.9M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
50
April 2026 — CFO CAPITAL MANAGEMENT, LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
55
April 2024 — CRUICE FINANCIAL ORGANIZATION OR CFO CAPITAL MANAGEMENT is now doing business as CFO CAPITAL MANAGEMENT, LLC.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM
58
April 2024 — CFO CAPITAL MANAGEMENT, LLC reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.