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NEO-CRITERION CAPITAL LIMITED

HONG KONG, Hong Kong · CRD 282377 · IAPD ↗ · neo-criterion.com · +65 96632931

$31.8MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

20
March 2025 — NEO-CRITERION CAPITAL LIMITED shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
15
April 2024 — NEO-CRITERION CAPITAL LIMITED reported RAUM down 97% ($1.25B -> $35.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
15
April 2024 — NEO-CRITERION CAPITAL LIMITED moved its main office from SINGAPORE, to HONG KONG, .
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
20
April 2024 — NEO-CRITERION CAPITAL LIMITED shrank from 13 to 7 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2024 — NEO-CRITERION CAPITAL SINGAPORE PTE. LTD. is now doing business as NEO-CRITERION CAPITAL LIMITED.
Primary business name changed: rebrand, merger, or ownership change.
Marketing & brandCRM

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.