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SQN INVESTORS LP

MENLO PARK, CA · CRD 171505 · IAPD ↗ · sqninvestors.com · 650-489-9100

$279.1MRegulatory AUM
4Advisory reps
6Employees
0Clients
n/aPlanning clients
3Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

48
November 2024 — SQN INVESTORS LP (MENLO PARK, CA) left the SEC roster (was $279.1M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
33
April 2024 — SQN INVESTORS LP reported RAUM down 44% ($494.6M -> $279.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
33
April 2024 — SQN INVESTORS LP moved its main office from REDWOOD CITY, CA to MENLO PARK, CA.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
38
April 2024 — SQN INVESTORS LP shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.