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TRIUMPH WEALTH ADVISORS, INC.

WOODSTOCK, GA · CRD 153175 · IAPD ↗ · triumphwealthadvisors.com · 770-924-9322

$28.1MRegulatory AUM
4Advisory reps
4Employees
241Clients
1-10Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2024 — TRIUMPH WEALTH ADVISORS, INC. (WOODSTOCK, GA) left the SEC roster (was $28.1M RAUM, 4 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
May 2024 — TRIUMPH WEALTH ADVISORS, INC. reported RAUM down 33% ($41.7M -> $28.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
50
May 2024 — TRIUMPH WEALTH ADVISORS, INC. shrank from 15 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
25
April 2024 — TRIUMPH WEALTH ADVISORS, INC. changed its website from biltmore-financial.com to triumphwealthadvisors.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
50
April 2024 — TRIUMPH WEALTH ADVISORS, INC. shrank from 21 to 15 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
70
April 2024 — TRIUMPH WEALTH ADVISORS, INC. reported RAUM up 78% ($23.4M -> $41.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.