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INVESCO PRIVATE CAPITAL, INC.

NEW YORK, NY · CRD 107584 · IAPD ↗ · invesco.com · 212-826-1100

$860.4MRegulatory AUM
3Advisory reps
10Employees
0Clients
0Planning clients
4Private funds
5States
15Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
December 2024 — INVESCO PRIVATE CAPITAL, INC.'s Item 11 disclosure-reporting entries rose by 3 (12 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
38
November 2024 — INVESCO PRIVATE CAPITAL, INC.'s Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
33
April 2024 — INVESCO PRIVATE CAPITAL, INC. reported RAUM down 68% ($2.38B -> $769.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
April 2024 — INVESCO PRIVATE CAPITAL, INC. shrank from 8 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.