← Tributary

SOCHA FINANCIAL GROUP, LLC

CORNING, NY · CRD 299263 · IAPD ↗ · sochafinancial.com · 607-962-0605

$430.0MRegulatory AUM
3Advisory reps
6Employees
28Clients
251-500Planning clients
0Private funds
15States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
October 2026 — SOCHA FINANCIAL GROUP, LLC (CORNING, NY) left the SEC roster (was $430.0M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
53
April 2026 — SOCHA FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
28
December 2024 — SOCHA FINANCIAL GROUP, LLC changed its website from nsocha.com to sochafinancial.com.
Primary website domain changed (social-media URLs ignored) — usually a rebrand or new site.
Marketing & brand
45
December 2024 — SOCHA FINANCIAL GROUP, LLC notice-filed in TN.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
45
September 2024 — SOCHA FINANCIAL GROUP, LLC notice-filed in OH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
April 2024 — SOCHA FINANCIAL GROUP, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.