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RIVERVIEW CAPITAL ADVISERS LLC

BOSTON, MA · CRD 140377 · IAPD ↗ · riverviewcapital.com · 617-423-0080

$624.1MRegulatory AUM
6Advisory reps
8Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2024 — RIVERVIEW CAPITAL ADVISERS LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
May 2024 — RIVERVIEW CAPITAL ADVISERS LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2024 — RIVERVIEW CAPITAL ADVISERS LLC crossed $500M in regulatory AUM ($458.1M -> $527.5M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.