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PRAKASH INVESTMENT ADVISORS LLC

· CRD 163994 · IAPD ↗ · (978) 273-9747

$161.5MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
6States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
August 2026 — PRAKASH INVESTMENT ADVISORS LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
40
August 2025 — PRAKASH INVESTMENT ADVISORS LLC filed an Item 4A succession naming PRAKASH INVESTMENT ADVISORS LLC (CRD 163994) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
44
March 2025 — PRAKASH INVESTMENT ADVISORS LLC notice-filed in NH, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
December 2024 — PRAKASH INVESTMENT ADVISORS LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — PRAKASH INVESTMENT ADVISORS LLC (location n/a) is newly SEC-registered with $120.8M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.