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SWISHER FINANCIAL CONCEPTS, INC.

WESTERVILLE, OH · CRD 121384 · IAPD ↗ · 614-890-1930

$317.0MRegulatory AUM
5Advisory reps
8Employees
9Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2025 — SWISHER FINANCIAL CONCEPTS, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
44
December 2024 — SWISHER FINANCIAL CONCEPTS, INC. notice-filed in MI, NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.