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HOWARD BAILEY SECURITIES, LLC

FORT WAYNE, IN · CRD 282712 · IAPD ↗ · 260-482-9559

$582.8MRegulatory AUM
15Advisory reps
46Employees
0Clients
0Planning clients
0Private funds
9States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — HOWARD BAILEY SECURITIES, LLC crossed $500M in regulatory AUM ($484.9M -> $582.8M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
53
March 2025 — HOWARD BAILEY SECURITIES, LLC added office(s): 3 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
53
December 2024 — HOWARD BAILEY SECURITIES, LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.