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RICHMOND QUANTITATIVE ADVISORS, LLC

· CRD 288625 · IAPD ↗ · richmondquant.com · (804) 347-0126

$60.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
26-50Planning clients
1Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2026 — RICHMOND QUANTITATIVE ADVISORS, LLC now reports custody of client assets ($2.4M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — RICHMOND QUANTITATIVE ADVISORS, LLC reported RAUM up 115% ($27.8M -> $60.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
April 2025 — RICHMOND QUANTITATIVE ADVISORS, LLC reported RAUM up 40% ($19.9M -> $27.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
December 2024 — RICHMOND QUANTITATIVE ADVISORS, LLC (location n/a) is newly SEC-registered with $19.9M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.