← Tributary

PARKWORTH WEALTH MANAGEMENT, INC.

LOS GATOS, CA · CRD 133908 · IAPD ↗ · 408-436-9800

$178.8MRegulatory AUM
3Advisory reps
4Employees
10Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
December 2025 — PARKWORTH WEALTH MANAGEMENT, INC. (LOS GATOS, CA) left the SEC roster (was $178.8M RAUM, 3 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
December 2024 — PARKWORTH WEALTH MANAGEMENT, INC. notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
December 2024 — PARKWORTH WEALTH MANAGEMENT, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.