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WATERSTONE WEALTH ADVISORS, LLC

· CRD 139265 · IAPD ↗ · 732-873-0433

$164.9MRegulatory AUM
1Advisory reps
1Employees
0Clients
51-100Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
August 2026 — WATERSTONE WEALTH ADVISORS, LLC (location n/a) left the SEC roster (was $164.9M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
January 2026 — WATERSTONE WEALTH ADVISORS, LLC notice-filed in NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
42
December 2024 — WATERSTONE WEALTH ADVISORS, LLC notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.