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GBG WEALTH MANAGEMENT LLC

LONE TREE, CO · CRD 333368 · IAPD ↗ · wealthgbg.com · 303-708-1640

$23.8MRegulatory AUM
3Advisory reps
4Employees
5Clients
11-25Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — GBG WEALTH MANAGEMENT LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — GBG WEALTH MANAGEMENT LLC reports 11-25 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
April 2026 — GBG WEALTH MANAGEMENT LLC now reports custody of client assets ($207,991).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2024 — GBG WEALTH MANAGEMENT LLC (LONE TREE, CO) is newly SEC-registered with $0 RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.