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GOODMAN ADVISORY GROUP, LLC

NEEDHAM, MA · CRD 285637 · IAPD ↗ · (781) 559-0320

$415.5MRegulatory AUM
6Advisory reps
8Employees
5Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2026 — GOODMAN ADVISORY GROUP, LLC reports 101-250 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — GOODMAN ADVISORY GROUP, LLC now reports custody of client assets ($9.2M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
70
April 2026 — GOODMAN ADVISORY GROUP, LLC grew from 4 to 6 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
53
April 2025 — GOODMAN ADVISORY GROUP, LLC shrank from 6 to 4 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
45
December 2024 — GOODMAN ADVISORY GROUP, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.