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LINCOLN PARK CAPITAL LLC

OLEAN, NY · CRD 330031 · IAPD ↗ · 866-938-6540

$45.1MRegulatory AUM
1Advisory reps
3Employees
65Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
May 2026 — LINCOLN PARK CAPITAL LLC reported RAUM up 104% ($22.1M -> $45.1M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
May 2026 — LINCOLN PARK CAPITAL LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
42
December 2024 — LINCOLN PARK CAPITAL LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
May 2024 — LINCOLN PARK CAPITAL LLC (OLEAN, NY) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.