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CURA WEALTH ADVISORS, LLC

CHICAGO, IL · CRD 332511 · IAPD ↗ · curawealth.com · 312-320-0058

$527.7MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2026 — CURA WEALTH ADVISORS, LLC crossed $500M in regulatory AUM ($491.4M -> $527.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
47
December 2024 — CURA WEALTH ADVISORS, LLC notice-filed in NH, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
68
December 2024 — CURA WEALTH ADVISORS, LLC now reports custody of client assets ($13).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
73
December 2024 — CURA WEALTH ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
40
October 2024 — CURA WEALTH ADVISORS, LLC filed an Item 4A succession naming CURA WEALTH ADVISORS, LLC (CRD 332511) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
50
October 2024 — CURA WEALTH ADVISORS, LLC's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
95
September 2024 — CURA WEALTH ADVISORS, LLC (CHICAGO, IL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.