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WL ROSS & CO. LLC

DALLAS, TX · CRD 141854 · IAPD ↗ · invesco.com · 972-715-7400

$224.6MRegulatory AUM
1Advisory reps
9Employees
0Clients
0Planning clients
3Private funds
2States
15Disclosures
fundSegment
ApprovedSEC status

Filing changes

30
April 2026 — WL ROSS & CO. LLC reported RAUM down 50% ($450.8M -> $224.6M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
33
April 2025 — WL ROSS & CO. LLC reported RAUM down 64% ($1.25B -> $450.8M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
40
December 2024 — WL ROSS & CO. LLC's Item 11 disclosure-reporting entries rose by 3 (12 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
November 2024 — WL ROSS & CO. LLC's Item 11 disclosure-reporting entries rose by 2 (10 -> 12).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
40
April 2024 — WL ROSS & CO. LLC shrank from 4 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.