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MESSINA WEALTH MANAGEMENT, LLC

DALLAS, TX · CRD 332216 · IAPD ↗ · messinawealthmanagement.com · 214-205-2066

$60.9MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
August 2025 — MESSINA WEALTH MANAGEMENT, LLC (DALLAS, TX) left the SEC roster — its 120-day provisional registration did not convert (was $60.9M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
45
July 2025 — MESSINA WEALTH MANAGEMENT, LLC moved its main office from SPRING HILL, FL to DALLAS, TX.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
65
May 2025 — MESSINA WEALTH MANAGEMENT, LLC now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
95
December 2024 — MESSINA WEALTH MANAGEMENT, LLC (SPRING HILL, FL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.