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U. S. BOSTON CAPITAL CORPORATION

LINCOLN, MA · CRD 5251 · IAPD ↗ · usboston.com · 781-259-1144

$359.8MRegulatory AUM
1Advisory reps
5Employees
2Clients
1-10Planning clients
0Private funds
4States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
December 2024 — U. S. BOSTON CAPITAL CORPORATION notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
December 2024 — U. S. BOSTON CAPITAL CORPORATION reported RAUM up 156% ($131.1M -> $335.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
November 2024 — U. S. BOSTON CAPITAL CORPORATION notice-filed in FL, NH.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
September 2024 — U. S. BOSTON CAPITAL CORPORATION's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
75
September 2024 — U. S. BOSTON CAPITAL CORPORATION now offers financial planning (Item 5G(1)).
Firm now reports offering financial planning (Item 5G(1)). They need planning software.
Financial planning softwareCRM
95
May 2024 — U. S. BOSTON CAPITAL CORPORATION (LINCOLN, MA) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.