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RUTHERFORD ASSET PLANNING, INC.

TAMPA, FL · CRD 128036 · IAPD ↗ · rutherfordasset.com · 813-343-4501

$181.3MRegulatory AUM
1Advisory reps
2Employees
77Clients
51-100Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
March 2026 — RUTHERFORD ASSET PLANNING, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
65
March 2026 — RUTHERFORD ASSET PLANNING, INC. now reports custody of client assets ($66.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
44
December 2024 — RUTHERFORD ASSET PLANNING, INC. notice-filed in LA, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.