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STEADMONT ADVISORS, LLC

BIRMINGHAM, AL · CRD 328882 · IAPD ↗ · steadmontadvisors.com · (205) 721-7005

$430.7MRegulatory AUM
4Advisory reps
5Employees
0Clients
0Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
December 2024 — STEADMONT ADVISORS, LLC moved its main office from VESTAVIA HILLS, AL to BIRMINGHAM, AL.
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
68
December 2024 — STEADMONT ADVISORS, LLC now reports custody of client assets ($63.1M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
53
June 2024 — STEADMONT ADVISORS, LLC notice-filed in FL, GA, LA, NE, SC, TN, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
73
June 2024 — STEADMONT ADVISORS, LLC's provisional registration is now fully approved.
120-day provisional registration became a full approval.
CRMComplianceFinancial planning softwarePortfolio / reporting / TAMP
95
February 2024 — STEADMONT ADVISORS, LLC (VESTAVIA HILLS, AL) is newly SEC-registered (provisional 120-day approval) with $0 RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.