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CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA · CRD 14169 · IAPD ↗ · 888-612-1484

$2.16BRegulatory AUM
126Advisory reps
170Employees
41Clients
51-100Planning clients
0Private funds
52States
15Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
April 2025 — CAPITOL SECURITIES MANAGEMENT, INC. reported RAUM up 30% ($1.40B -> $1.82B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
55
December 2024 — CAPITOL SECURITIES MANAGEMENT, INC.'s Item 11 disclosure-reporting entries rose by 2 (13 -> 15).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
63
April 2024 — CAPITOL SECURITIES MANAGEMENT, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.