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ADVOCATE INVESTING SERVICES

WOODBINE, MD · CRD 273035 · IAPD ↗ · 240-403-0039

$186.6MRegulatory AUM
4Advisory reps
5Employees
1Clients
1-10Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
March 2025 — ADVOCATE INVESTING SERVICES notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
44
December 2024 — ADVOCATE INVESTING SERVICES notice-filed in CO, PA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2024 — ADVOCATE INVESTING SERVICES reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.