← Tributary

FIO ADVISORS LP

NEW YORK, NY · CRD 300903 · IAPD ↗ · foundationcredit.com · 646-467-8050

$366.5MRegulatory AUM
3Advisory reps
8Employees
0Clients
n/aPlanning clients
2Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

38
December 2024 — FIO ADVISORS LP's Item 11 disclosure-reporting entries rose by 1 (6 -> 7).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
83
October 2024 — FIO ADVISORS LP (NEW YORK, NY) is newly SEC-registered with $445.8M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.