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PARALLEL49 EQUITY

VANCOUVER, Canada · CRD 160077 · IAPD ↗ · +1 604 646 4367

$146.8MRegulatory AUM
2Advisory reps
5Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
December 2025 — PARALLEL49 EQUITY (VANCOUVER, Canada) left the SEC roster (was $146.8M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
20
April 2025 — PARALLEL49 EQUITY shrank from 5 to 2 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation
15
December 2024 — PARALLEL49 EQUITY reported RAUM down 42% ($310.9M -> $179.1M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
15
December 2024 — PARALLEL49 EQUITY moved its main office from LAKE FOREST, IL to VANCOUVER, .
Main office moved to a different city or state.
Office IT & facilitiesMarketing & brand
33
March 2024 — PARALLEL49 EQUITY reported RAUM down 37% ($492.4M -> $310.9M).
Regulatory AUM down >=25% since last filing.
M&A & valuationRecruiting & transitions
38
March 2024 — PARALLEL49 EQUITY shrank from 7 to 5 advisory reps.
Advisory representative count fell materially — advisors are moving, or the firm is shrinking.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.