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JAMES RIVER ASSET MANAGEMENT, LLC

MIDLOTHIAN, VA · CRD 117917 · IAPD ↗ · jamesriverwealth.com · 804-323-0517

$273.8MRegulatory AUM
5Advisory reps
9Employees
3Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

64
April 2026 — JAMES RIVER ASSET MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
66
April 2025 — JAMES RIVER ASSET MANAGEMENT, LLC reported RAUM up 58% ($149.1M -> $236.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
December 2024 — JAMES RIVER ASSET MANAGEMENT, LLC notice-filed in SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.