← Tributary

WATERFRONT WEALTH INC.

OVERLAND PARK, KS · CRD 173220 · IAPD ↗ · 913-951-5800

$1.14BRegulatory AUM
9Advisory reps
14Employees
0Clients
1-10Planning clients
0Private funds
16States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
September 2026 — WATERFRONT WEALTH INC. notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — WATERFRONT WEALTH INC. crossed $1B in regulatory AUM ($890.0M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
47
December 2024 — WATERFRONT WEALTH INC. notice-filed in NC, SC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.