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OAK HARVEST INVESTMENT SERVICES

HOUSTON, TX · CRD 173293 · IAPD ↗ · podbean.com · 281-822-1350

$1.14BRegulatory AUM
19Advisory reps
44Employees
3Clients
1-10Planning clients
0Private funds
29States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — OAK HARVEST INVESTMENT SERVICES notice-filed in AL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
85
April 2026 — OAK HARVEST INVESTMENT SERVICES crossed $1B in regulatory AUM ($940.8M -> $1.14B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
51
May 2025 — OAK HARVEST INVESTMENT SERVICES notice-filed in MD, MO, MT, NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
47
March 2025 — OAK HARVEST INVESTMENT SERVICES notice-filed in MI, OR.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
63
March 2025 — OAK HARVEST INVESTMENT SERVICES reported RAUM up 29% ($728.8M -> $940.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
45
December 2024 — OAK HARVEST INVESTMENT SERVICES notice-filed in NJ.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
53
November 2024 — OAK HARVEST INVESTMENT SERVICES's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
47
May 2024 — OAK HARVEST INVESTMENT SERVICES notice-filed in CT, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
64
April 2024 — OAK HARVEST INVESTMENT SERVICES reported RAUM up 31% ($555.0M -> $728.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
67
April 2024 — OAK HARVEST INVESTMENT SERVICES reports More than 500 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.